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BABCOCK v. KIJAKAZI, ACTING COMMISSIONER OF SOCIAL SECURITY certiorari to the united states court of appeals for the sixth circuit No. 20–480. Argued October 13, 2021—Decided January 13, 2022 This case concerns retirement benefts due under the Social Security Act for a retired “military technician (dual status),” 10 U. S. C. § 10216, a civilian position formerly held by David Babcock. Like all dual-status technicians, Babcock was required to maintain membership in the National Guard. For his full-time job as a technician, which included work as a test pilot and pilot instructor, Babcock received civil-service pay and Civil Service Retirement System pension payments from the Offce of Personnel Management. For his separate National Guard service, which included part-time drills, training exercises, and one active-duty deployment, Babcock received military pay and military pension payments from a different arm of the Federal Government, the Defense Finance and Accounting Service. Upon retirement, Babcock applied to the Social Security Administration for benefts. The agency granted Babcock benefts but applied a statutory “windfall elimination provision” and reduced the amount of benefts to refect Babcock's receipt of civil-service pension payments for his work as a technician. Babcock sought reconsideration, arguing that the reduction should not apply because the pension payments at issue fell within a statutory exception for payments “based wholly on service as a member of a uniformed service.” The agency denied reconsideration, and Babcock exhausted available avenues of agency review before fling suit in federal court. The District Court upheld the agency's decision, and the Sixth Circuit affrmed.

Held: Civil-service pension payments based on employment as a dual- status military technician are not payments based on “service as a member of a uniformed service” under 42 U. S. C. § 415(a)(7)(A)(III). Retirees receive Social Security benefts based on a progressive formula that awards a percentage of average past earnings. § 415(a)(1)(A). The formula originally did not account for earnings from jobs exempt from Social Security taxes, many of which provide separate pensions. In response to this potential windfall, Congress modifed the formula to reduce benefts when a retiree receives such a separate pension payment. But Congress left benefts unchanged if the pension payment was “based wholly on service as a member of a uniformed service.” Page Proof Pending Publication § 415(a)(7)(A)(III). The National Guard of the United States is defned as a uniformed service, § 410(m), so whether the uniformed-services exception applies depends on whether Babcock's technician work was service “as” a member of the National Guard.

It was not. In context, “as” is most naturally read to mean “[i]n the role, capacity, or function of.” American Heritage Dictionary 106. And the statute defnes the role, capacity, or function in which a technician serves as that of a civilian: “For purposes of this section and any other provision of law,” a technician “is” a “civilian employee,” “assigned to a civilian position” and “authorized and accounted for as” a “civilian.” 10 U. S. C. §§ 10216(a)(1), (a)(1)(C), (a)(2). Technicians hired before 1984 like Babcock are members of the “civil service” entitled to pensions under Title 5 of the U. S. Code, which governs the pay and benefts of civil servants. See 5 U. S. C. § 2101. Looking to the broader statutory context, technicians possess characteristically civilian rights to seek redress for employment discrimination and to receive workers' compensation, disability benefts, and compensatory time off for overtime work. These provisions demonstrate that Congress consistently distinguished technician employment from National Guard service.

That distinction holds true even though Babcock also served at other times in a different capacity as a member of the National Guard. His civil-service pension payments are not based on that service, for which he received separate military pension payments that do not trigger the windfall elimination provision. And a condition of employment, such as the requirement that a technician maintain Guard membership, is not the same as the capacity in which one serves. Babcock contends that the technician job's qualifcations, duties, and dress code render it functionally indistinguishable from National Guard service, and that the Court should interpret “as” more loosely to capture payments for “service [in the likeness of or the same as] a member of a uniformed service.” But the Court fnds no reason to adopt a meaning of “as” other than the most natural one, particularly when Babcock's functional test is inconsistent with the statutory scheme. Determining whether Babcock's employment was service “as” a member of the National Guard does not turn on factors like whether he wore his uniform to work but rather on how Congress classifed the position. Congress' civilian classifcation of dual-status technicians for “bookkeeping” purposes controls when it comes to pay and benefts. Pp. 82–85.

959 F. 3d 210, affrmed.

C. J., and Thomas, Breyer, Alito, Sotomayor, Kagan, and Kavanaugh, JJ., joined. Gorsuch, J., fled a dissenting opinion, post, p. 85. Neal Kumar Katyal argued the cause for petitioner.

With him on the briefs were Jessica L. Ellsworth, Kirti Datla, Reedy C. Swanson, Ronald M. Bahrie, Justin M.

Bahrie, and Nicholas A. Kipa.

Nicole Reaves argued the cause for respondent. With her on the brief were Acting Solicitor General Prelogar, Acting Assistant Attorney General Boynton, Deputy Solicitor Gen eral Kneedler, Alisa B. Klein, and Sushma Soni.*

Opinion of the Court

Amy Coney Barrett — joined by Roberts, Thomas, Breyer, Alito, Sotomayor, Kagan

The Social Security Act generally reduces the benefts of retirees who receive payments from separate pensions based on employment not subject to Social Security taxes. The reduction is not triggered, though, by payments “based wholly on service as a member of a uniformed service.” We must decide whether this exception applies to civil-service pension payments based on employment as a “dual-status military technician”—a federal civilian employee who provides technical or administrative assistance to the National Guard. We hold that it does not.

I

A

Retirees receive Social Security benefts according to a statutory formula based on average past earnings. 42 U. S. C. § 415(a)(1)(A). The formula is progressive in that it awards lower earners a higher percentage of their earnings. (Think of it like an income tax that lets you keep more of your 1st dollar earned than your 10,000th.) But the formula originally did not count earnings from jobs exempt from Social Security taxes, so it calculated artifcially low earnings for retirees who spent part of their careers in those jobs. *Melanie L. Bostwick and Eric A. Shumsky fled a brief for the National Veterans Legal Services Program et al. as amici curiae urging reversal.

Page Proof Pending Publication As a result, those retirees received an artifcially high percentage of their calculated earnings in Social Security benefts—plus, in many cases, payments from separate pensions to boot.

Congress responded to this “windfall” by modifying the formula to reduce benefts when a retiree receives such a separate pension payment. Social Security Amendments of 1983, § 113(a), 97 Stat. 76–78, 42 U. S. C. §§ 415(a)(7)(A)–(B). But it exempted several categories of pension payments, including “a payment based wholly on service as a member of a uniformed service.” Social Security Independence and Program Improvements Act of 1994, § 308(b), 108 Stat. 1522– 1523, 42 U. S. C. § 415(a)(7)(A)(III). The upshot is that pensions based on uniformed service do not trigger a reduction in Social Security benefts.

This case concerns the application of the windfall elimination provision to a unique position in federal employment: the “military technician (dual status).” 10 U. S. C. § 10216. As its name suggests, this rare bird has characteristics of two different statuses. On one hand, the dual-status technician is a “civilian employee” engaged in “organizing, administering, instructing,” “training,” or “maintenance and repair of supplies” to assist the National Guard. § 10216(a)(1)(C); 32 U. S. C. §§ 709(a)(1)–(2). On the other, the technician “is required as a condition of that employment to maintain membership in the [National Guard]” and must wear a uniform while working. 10 U. S. C. § 10216(a)(1)(B); 32 U. S. C. §§ 709(b)(2)–(4).

This dual role means that technicians perform work in two separate capacities that yield different forms of compensation. First, they work full time as technicians in a civilian capacity. For this work, they receive civil-service pay and, if hired before 1984, Civil Service Retirement System pension payments from the Offce of Personnel Management.

See 5 U. S. C. §§ 2101, 8332(b)(6); 42 U. S. C. § 410(a)(6)(A) Page Proof Pending Publication (1970 ed.); 26 U. S. C. § 3121(b)(6)(A) (1970 ed.).1 Second, they participate as National Guard members in part-time drills, training, and (sometimes) active-duty deployment. See 32 U. S. C. §§ 502(a), 709(g)(2). For this work, they receive military pay and pension payments from a different arm of the Federal Government, the Defense Finance and Accounting Service. See 37 U. S. C. §§ 204, 206; 10 U. S. C. § 113.

B

David Babcock worked as a dual-status technician from 1975 to 2009. In his technician capacity, he worked full time as a test pilot and pilot instructor supporting the Michigan Army National Guard. Like all dual-status technicians, Babcock also served in the National Guard himself. In that capacity, he participated in part-time training and weekend drills, and he deployed to Iraq on active duty for about a year. From 2009 to 2014, he worked for a private employer fying helicopters.

After retiring, Babcock applied to the Social Security Administration for benefts. The agency granted his application but determined that his civil-service pension payments, which he received for his work as a civilian technician, triggered the windfall elimination provision. So the agency applied the modifed formula to reduce his Social Security benefts by about $100 per month. Babcock sought reconsideration, arguing that his pension payments fell within the uniformed-services exception and so should not trigger this reduction in benefts. The agency denied reconsideration, and an Administrative Law Judge and the agency's Appeals Council upheld the decision.

Babcock then sued in federal court. The District Court upheld the agency's decision. The Sixth Circuit affrmed, 1Technicians hired since 1984, like other federal civil servants hired after that point, do not receive a Civil Service Retirement System pension. See 42 U. S. C. § 410(a)(5)(B)(i).

Page Proof Pending Publication concluding that Babcock's civil-service pension payments were based on service in a civilian capacity and therefore did not fall within the uniformed-services exception. Babcock v. Commissioner of Social Security, 959 F. 3d 210 (2020). While most circuits to address the question have reached the same result, one has come out the other way.2 We granted certiorari to resolve the split. 592 U. S. ––– (2021).

II

Babcock argues that the agency and courts below erred in reducing his Social Security benefts based on his pension for technician employment. The dispute is narrow: All agree that Babcock's separate military pension for his National Guard service does not trigger the windfall elimination provision. And all agree that Civil Service Retirement System pensions generally do trigger that provision. The only question is whether Babcock's civil-service pension for technician work avoids triggering the provision's reduction in benefts because it falls within the exception for “a payment based wholly on service as a member of a uniformed service.” 42 U. S. C. § 415(a)(7)(A)(III). The answer depends on whether Babcock's technician work was service “as” a member of the National Guard. See § 410(m) (defning “member of a uniformed service” to include a member of a “reserve component” as defned in 38 U. S. C. § 101(27), which includes the Army National Guard of the United States).3 2Compare Linza v. Saul, 990 F. 3d 243 (CA2 2021); Newton v. Commis sioner Social Security, 983 F. 3d 643 (CA3 2020); Larson v. Saul, 967 F. 3d 914 (CA9 2020); Kientz v. Commissioner, SSA, 954 F. 3d 1277 (CA10 2020); Martin v. SSA, Comm'r, 903 F. 3d 1154 (CA11 2018) (per curiam), with Petersen v. Astrue, 633 F. 3d 633 (CA8 2011).

3For the frst time in this Court, the Government argues that Babcock's claim fails for the independent reason that the State National Guard in which he served, as distinct from the National Guard of the United States, is not a “uniformed service” under the statute. We need not reach this question to decide the case and express no view of the Government's alternative argument, which was neither pressed nor passed upon below. See Page Proof Pending Publication It was not. In context, “as” is most naturally read to mean “[i]n the role, capacity, or function of.” American Heritage Dictionary 106 (3d ed. 1992); see also 1 Oxford English Dictionary 674 (2d ed. 1989) (“[i]n the character, capacity, or rôle of”). And the role, capacity, or function in which a technician serves is that of a civilian, not a member of the National Guard. The statute defning the technician job makes that point broadly and repeatedly: “For purposes of this section and any other provision of law,” a technician “is” a “civilian employee,” “assigned to a civilian position” and “authorized and accounted for as” a “civilian.” 10 U. S. C. §§ 10216(a)(1), (a)(1)(C), (a)(2).

This statute's plain meaning “becomes even more apparent when viewed in” the broader statutory context. FCC v. AT&T Inc., 562 U. S. 397, 407 (2011). While working in a civilian capacity, technicians are not subject to the Uniform Code of Military Justice. See 10 U. S. C. §§ 802(a)(3)(A)(ii), 12403, 12405. They possess characteristically civilian rights to seek redress for employment discrimination and to earn workers' compensation, disability benefts, and compensatory time off for overtime work. See 32 U. S. C. §709(f)(5); 42 U. S. C. § 2000e–16; 5 U. S. C. §§ 8101 et seq., 8337(h), 8451; 32 U. S. C. § 709(h). And, as particularly signifcant in the context of retirement benefts, technicians hired before 1984 are members of the “civil service” entitled to pensions under Title 5 of the U. S. Code, which governs the pay and benefts of civil servants. See 5 U. S. C. § 2101. These provisions demonstrate that Congress consistently distinguished technician employment from National Guard service.

That distinction holds true even though Babcock also served at other times in a different capacity as a member of the National Guard. His civil-service pension payments are not based on that service, for which he received separate military pension payments that do not trigger the windfall Adarand Constructors, Inc. v. Mineta, 534 U. S. 103, 110 (2001) (per cu riam) (“ `[T]his is a court of fnal review and not frst view' ”). Page Proof Pending Publication elimination provision. Nor are we moved by Babcock's argument that the statutory requirement for technicians to maintain National Guard membership makes all of the work that they do count as Guard service. A condition of employment is not the same as the capacity in which one serves. If a private employer hired only moonlighting police offcers to be security guards, one would not call that employment “service as a police offcer.” So too here: the fact that the Government hires only National Guardsmen to be technicians does not erase the distinction between the two jobs. Babcock protests that the distinction is not meaningful. He argues that the word “as” may sometimes bear the looser meaning “in the likeness of” or “the same as,” rather than “in the capacity of.” Reply Brief 4–5. With this looser meaning of “as,” the uniformed-services exception would apply to “a payment based wholly on service [in the likeness of or the same as] a member of a uniformed service.” The technician job satisfes this functional test, Babcock says, because whatever its classifcation, the job's qualifcations, duties, and dress code render it indistinguishable from National Guard service. According to Babcock, Congress' choice to designate the technician's work as “civilian” is irrelevant to the uniformed-services exception. Brief for Petitioner 3.

We are unpersuaded. To begin with, the only reason Babcock advances for choosing his functional interpretation of “as” is that Congress used the word “capacity” (or the arguably analogous “status”) in other provisions and did not do so in the uniformed-services exception. See, e. g., 32 U. S. C. § 101(19) (“status as a member”); 10 U. S. C. § 723(a) (“employ[ment] in” a “capacity”). But these scattered provisions do not create the kind of “stark contrast” that might counsel adoption of a meaning other than the most natural one. Cf. Astrue v. Ratliff, 560 U. S. 586, 595 (2010). At most, they illustrate that Congress has employed several variations on Page Proof Pending Publication the same theme to distinguish between service in different capacities.

More importantly, though, Babcock's functional test is inconsistent with the choices that Congress made in the statutory scheme. Determining whether Babcock's technician employment was service “as” a member of the National Guard does not turn on factors like whether he wore his uniform to work. It turns on how Congress classifed the job—and as already discussed, Congress classifed dual- status technicians as “civilian.” Babcock dismisses that distinction as one drawn for purposes of “administrative bookkeeping,” but bookkeeping matters when it comes to pay and benefts.

* * * Babcock's civil-service pension payments fall outside the Social Security Act's uniformed-services exception because they are based on service in his civilian capacity. We therefore affrm the judgment of the Court of Appeals.

It is so ordered.

Dissent

Neil M. Gorsuch

As the only dissenter on this narrow question of statutory interpretation, I confess trepidation. Still, I cannot help but fnd compelling the arguments advanced by the petitioner before us and by the Eighth Circuit in Petersen v. Astrue, 633 F. 3d 633, 637–638 (2011).

Dual-status military technicians hold “a unique position in federal employment.” Ante, at 80. Not only do they sometimes serve on active duty, as the petitioner did. Babcock v. Commissioner of Social Security, 959 F. 3d 210, 212 (CA6 2020). By statute, they spend the rest of their time working for the Guard—on matters ranging from training others to administration to equipment maintenance. 10 U. S. C. § 10216(a)(1)(C); 32 U. S. C. § 709(a). At all times, they must Page Proof Pending Publication “maintain membership” in the National Guard and wear a Guard uniform while on the job. 10 U. S. C. § 10216(a)(1)(B); 32 U. S. C. § 709(b). The authority to discharge or discipline these individuals, too, rests with the Adjutant General. §§709(d), (f). Given these features of their employment, I would hold that dual-status technicians “serv[e] as” members of the National Guard in all the work they perform for this country day in and day out. 42 U. S. C. § 415(a)(7)(A)(III). I appreciate the analogy to police offcers moonlighting as private security guards. Ante, at 84. But to my mind dual- status technicians are more like part-time police offcers employed in their outside hours by the same police department to train recruits, administer the precinct offce, and repair squad cars—all on the condition that they wear their police uniforms and maintain their status as offcers. I suspect most reasonable offcers in that situation would consider the totality of their work to constitute “service as . . . member[s]” of the police force. So too here I expect most Guardsmen who serve as “dual-status technicians”—who come to work every day for the Guard, in a Guard uniform, and subject to Guard discipline—would consider all of their work to represent “service as . . . member[s]” of the National Guard. I would honor that reasonable understanding and would not curtail servicemembers' Social Security benefts based primarily on implications extracted from other, separate “bookkeeping” statutes. Ante, at 85.

Page Proof Pending Publication Page Proof Pending Publication Reporter’s Note The attached opinion has been revised to refect the usual publication and citation style of the United States Reports. The revised pagination makes available the offcial United States Reports citation in advance of publication. The syllabus has been prepared by the Reporter of Decisions for the convenience of the reader and constitutes no part of the opinion of the Court. A list of counsel who argued or fled briefs in this case, and who were members of the bar of this Court at the time this case was argued, has been inserted following the syllabus. Other revisions may include adjustments to formatting, captions, citation form, and any errant punctuation. The following additional edits were made: None